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Soft dollar
Results: 196

#	Item
181	Letter From William T. George to Elizabeth M. Murphy, Secretary, U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-16 10:26:49 Soft dollar Financial economics U.S. Securities and Exchange Commission Financial adviser Investment Advisor Finance Business Money
182	PDF Document Add to Reading List Source URL: www.newyorkfed.org Language: English - Date: 2010-08-05 10:04:36 Finance Financial markets Brokerage firm Broker Futures contract Investment broker Soft dollar Financial economics Prime Brokerage Business
183	Bloomberg L.P[removed]Lexington Avenue New York, NY[removed]bloomberg.com Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2010-10-13 11:03:06 Financial services Financial markets Securities Soft dollar Financial analyst Financial adviser Securities research Short Sell side Financial economics Finance Investment
184	Microsoft Word - Prime Brokerage Letter Final.doc Add to Reading List Source URL: www.newyorkfed.org Language: English - Date: 2005-12-19 16:06:58 Finance Business Brokerage firm Repurchase agreement Foreign exchange market Financial markets Investment broker Soft dollar Financial services Prime Brokerage Financial economics
185	PDF Document Add to Reading List Source URL: www.newyorkfed.org Language: English - Date: 2010-08-05 10:04:36 Finance Financial markets Brokerage firm Broker Futures contract Investment broker Soft dollar Financial economics Prime Brokerage Business
186	Notification and justification for retention of the FSA’s requirements on the use of dealing commissions (“Provisions”) under Article 4 of Directive[removed]EC (“Level 2 Directive”) implementing Directive 2004/ Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2008-09-01 06:58:14 Finance Financial markets Financial regulation Markets in Financial Instruments Directive Soft dollar Collective investment scheme Best execution Investment management Financial adviser Financial economics Investment Financial services
187	Microsoft Word - PCM Brochure ADV Part 2A & B 2013.docx Add to Reading List Source URL: www.portfoliocapital.com Language: English - Date: 2013-05-28 06:33:08 Financial services Financial adviser Registered Investment Advisor Investment Advisor Exchange-traded fund Investment management Mutual fund Soft dollar Financial economics Investment Finance
188	Form ADV Part 2A February 28, 2014 Form ADV Part 2B March 13, 2012 Add to Reading List Source URL: www.reninv.com Language: English - Date: 2014-02-28 16:02:10 Financial adviser Exchange-traded fund Management fee Mutual fund fees and expenses UBS Investment management Soft dollar Mutual fund Separately managed account Financial economics Investment Investment Advisers Act
189	455 Harlow Street Bangor, Maine[removed]1117 www.deighan.com FORM ADV PART 2A Add to Reading List Source URL: www.deighan.com Language: English - Date: 2014-06-13 16:31:58 Financial markets Registered Investment Advisor Financial adviser Soft dollar Charles Schwab Corporation Exchange-traded fund Financial services Short Hedge fund Financial economics Investment Finance
190	Bermuda Investment Advisory Services Limited Part 2A of Form ADV The Brochure Wessex House, 1st Floor 45 Reid Street Add to Reading List Source URL: www.bias.bm Language: English - Date: 2014-01-31 01:38:34 Investment Financial markets Financial services Financial adviser UBS Investment management Short Soft dollar Prime brokerage Financial economics Finance Business

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